Compliance Associate - Generalist Role - Contract

• Company

  Mondrian Alpha

• Location

  UK-London

• Remuneration

  Above market rate

• Position Type

  Contract

• Employment type

  Full time

• Updated

  08-Nov-2013

• eFC Ref no

  1304682

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A financial services boutique with offices in London, New York and Hong Kong are looking to hire a temporary compliance associate to assist the compliance team with all aspects of their regular duties.

A financial services boutique with offices in London, New York and Hong Kong are looking to hire a temporary compliance associate to assist the compliance team with all aspects of their regular duties. The company has a number of different business lines and brands operating under the group and this role will involve working with all of them; this includes a structured products business, a hedge fund, an interdealer brokerage, a stock loan business and a security services business.
They are looking for someone that has 2-4 years compliance experience, preferably in a generalist compliance role within a brokerage or fund management firm that able to hit the ground running.
The role will involve:

• Supporting the Compliance Team in the conduct of their regular duties.
• Providing advice and support to, and oversight of, the regulated business activities of the Regulated Companies within the ‘Group’.
• Being pro-active in respect of and ensuring that firm, and its officers and employees are, aware of and compliant at all times with its/their regulatory obligations.

The role offers an excellent opportunity to gain experience in a varied firm where the compliance team is still relatively small and so you will not be siloed into a specific role.
They are looking for someone for initially 2 months with the view to an extension or taking the role permanent at that point.
They are will to pay above market rate to attract the best candidates.

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