Compliance Manager/Analyst - Global Asset Management - London

• Company

  Eames Consulting Group

• Location

  UK-London

• Remuneration

  Excellent package

• Position Type

  Permanent

• Employment type

  Full time

• Updated

  04-Nov-2013

• eFC Ref no

  1302224

• Save this job
• Send to friend
• Print this job
• More Sharing ServicesShare

Compliance Portfolio Manager/Analyst is required by my client who is a Global Asset management firm. This exciting opportunity will see the successful person support the Portfolio Compliance and Operational Risk team to oversee portfolio compliance responsibilities across the firm.

Compliance Portfolio Manager/Analyst is required by my client who is a Global Asset management firm. The role has come about due to a recent restructure and business growth (reporting record profits). This Global Asset management firm boasts a wide and diverse portfolio of clients; ranging from banks, insurance companies, pension funds, and charities to name a few.
This exciting opportunity will see the successful person support the Portfolio Compliance and Operational Risk team to oversee portfolio compliance responsibilities across the firm. This position would suit someone wishing to gain exposure to a Global Asset Management firm or/and looking for a step up.
Main Responsibilities include:

• Portfolio Compliance – Liaising with the Fund managers, Client Services and Transitions team to ensure the documentation and monitoring of investment restrictions.
• Using Charles River to accurately code investment restrictions.
• Carrying out daily investment restriction monitoring
• Trade Execution Monitoring
• Operational Risk – Advising on policy and procedures
• Client Liaison and Assurance
•  

Essential skills and experience needed:

• Degree or professional qualifications
• Solid understanding of Charles River or other investment restrictions checking software
• Some Regulatory/Compliance experience (strong preference for asset/investment management experience).
• Good attention to detail and customer or client facing experience

If you would like to know more about this positions (or similar roles) please send an up to date CV to  d.bowenwright(at)eamesconsulting.com or give me a call on 0207 092 3241  . Also please feel free to forward to someone that you know that will be interested in this roles or similar roles.